Freda Fabrizio's Form 4 filing
Estee Lauder Companies Inc (EL) · filed Nov 2, 2021
- Accession no.
- 0001001250-21-000187
- Filed
- Nov 2, 2021
- Trade date
- Nov 1-2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.31M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Freda FabrizioCIK 0001428855 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Class A Common Stock | MOption exerciseAcquired | +24,480 | $0.00F2 | $0 | 100,154 | Direct | |
| Nov 1, 2021 | Class A Common Stock | FTax withholdingDisposed | −14,048 | $324.28 | −$4,555,485.44 | 86,106 | Direct | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −2,800 | $315.37F5,F6 | −$883,036 | 83,306 | Direct | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −4,299 | $316.22F5,F7 | −$1,359,429.78 | 79,007 | Direct | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −600 | $317.44F5,F8 | −$190,464 | 78,407 | Direct | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −700 | $319.02F5,F9 | −$223,314 | 77,707 | Direct | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −1,633 | $319.99F5,F10 | −$522,543.67 | 76,074 | Direct | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −300 | $321.22F5,F11 | −$96,366 | 75,774 | Direct | |
| Nov 2, 2021 | Class A Common Stock | SSaleDisposed | −100 | $321.75 | −$32,175 | 75,674 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −9,199 | $0.00F2 | $0 | 0 | Direct | |
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −7,310 | $0.00F2 | $0 | 7,311 | Direct | |
| Nov 1, 2021 | Class A Common Stock | MOption exerciseDisposed | −7,971 | $0.00F2 | $0 | 15,943 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Not applicable.
Referenced by the price of 1 transaction in Table I and 3 transactions in Table II.
- F5
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Referenced by the price of 6 transactions in Table I.
- F6
Sales prices range from $314.80 to $315.78 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
Sales prices range from $315.86 to $316.84 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
Sales prices range from $317.13 to $317.87 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
Sales prices range from $318.51 to $319.43 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
Sales prices range from $319.73 to $320.14 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
Sales prices range from $320.98 to $321.70 per share, inclusive.
Referenced by the price of 1 transaction in Table I.