O'Hare Michael's Form 4 filing
Estee Lauder Companies Inc (EL) · filed Sep 7, 2021
- Accession no.
- 0001001250-21-000142
- Filed
- Sep 7, 2021
- Trade date
- Sep 2-3, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.01M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| O'Hare MichaelCIK 0001587814 | Officer (EVP-Global Human Resources) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A Common Stock | AGrant or awardAcquired | +6,916 | $0.00 | $0 | 6,916 | Direct | |
| Sep 2, 2021 | Class A Common Stock | FTax withholdingDisposed | −3,969 | $0.00 | $0 | 2,947 | Direct | |
| Sep 3, 2021 | Class A Common Stock | SSaleDisposed | −2,947 | $343.18 | −$1,011,351.46 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A Common Stock | AGrant or awardAcquired | +10,306 | –F4 | – | 10,306 | Direct | |
| Sep 2, 2021 | Class A Common Stock | AGrant or awardAcquired | +2,664 | –F4 | – | 2,664 | Direct | |
| Sep 2, 2021 | Class A Common Stock | AGrant or awardAcquired | +4,360 | –F4 | – | 4,360 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Not applicable.
Referenced by the price of 3 transactions in Table II.