Freda Fabrizio's Form 4 filing
Estee Lauder Companies Inc (EL) · filed Sep 7, 2021
- Accession no.
- 0001001250-21-000141
- Filed
- Sep 7, 2021
- Trade date
- Sep 2-3, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.13M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Freda FabrizioCIK 0001428855 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class A Common Stock | AGrant or awardAcquired | +35,104 | $0.00 | $0 | 110,778 | Direct | |
| Sep 2, 2021 | Class A Common Stock | FTax withholdingDisposed | −20,143 | $0.00 | $0 | 90,635 | Direct | |
| Sep 3, 2021 | Class A Common Stock | SSaleDisposed | −7,503 | $342.24F4,F5 | −$2,567,826.72 | 83,132 | Direct | |
| Sep 3, 2021 | Class A Common Stock | SSaleDisposed | −6,958 | $342.88F4,F6 | −$2,385,759.04 | 76,174 | Direct | |
| Sep 3, 2021 | Class A Common Stock | SSaleDisposed | −500 | $343.91F4,F7 | −$171,955 | 75,674 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Referenced by the price of 3 transactions in Table I.
- F5
Sales prices range from $341.52 to $342.50 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
Sales prices range from $342.51 to $343.32 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
Sales prices range from $343.68 to $344.39 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
Not applicable.
Referenced by the price of 2 transactions in Table II.