Lauder Aerin's Form 4 filing
Estee Lauder Companies Inc (EL) · filed Aug 26, 2021
- Accession no.
- 0001001250-21-000126
- Filed
- Aug 26, 2021, 3:44 PM ET
- Trade date
- Aug 25, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $61.9M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lauder AerinCIK 0001008090 | 10% Owner |
| Zinterhofer Aerin Lauder Trust U/A/D 4/24/00CIK 0001142219 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Class A Common Stock | SSaleDisposed | −60,038 | $335.23F1,F2 | −$20,126,538.74 | 124,255 | Direct | |
| Aug 25, 2021 | Class A Common Stock | SSaleDisposed | −93,840 | $335.88F1,F4 | −$31,518,979.2 | 30,415 | Direct | |
| Aug 25, 2021 | Class A Common Stock | SSaleDisposed | −17,614 | $337.10F1,F5 | −$5,937,679.4 | 12,801 | Direct | |
| Aug 25, 2021 | Class A Common Stock | SSaleDisposed | −8,064 | $337.83F1,F6 | −$2,724,261.12 | 4,737 | Direct | |
| Aug 25, 2021 | Class A Common Stock | SSaleDisposed | −4,737 | $338.92F1,F7 | −$1,605,464.04 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
Referenced by the price of 5 transactions in Table I.
- F2
Sales prices range from $334.53 to $335.52 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F4
Sales prices range from $335.53 to $336.50 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
Sales prices range from $336.55 to $337.54 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
Sales prices range from $337.55 to $338.53 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
Sales prices range from $338.56 to $339.48 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
Remarks
* The full name of the Reporting Person is the Aerin Lauder Zinterhofer 2000 Revocable Trust u/a/d April 24, 2000.