Travis Tracey Thomas's Form 4 filing
Estee Lauder Companies Inc (EL) · filed Jul 14, 2021
- Accession no.
- 0001001250-21-000108
- Filed
- Jul 14, 2021
- Trade date
- Jul 14, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $17.4M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Travis Tracey ThomasCIK 0001258930 | Officer (EVP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | Class A Common Stock | MOption exerciseAcquired | +53,531 | $89.47F1 | +$4,789,418.57 | 84,870 | Direct | |
| Jul 14, 2021 | Class A Common Stock | SSaleDisposed | −53,431 | $325.01 | −$17,365,609.31 | 31,439 | Direct | |
| Jul 14, 2021 | Class A Common Stock | SSaleDisposed | −100 | $325.09 | −$32,509 | 31,339 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | Class A Common Stock | MOption exerciseDisposed | −53,531 | $0.00F3 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 17,843 shares exercisable from and after January 1, 2018; 17,844 shares exercisable from and after January 1, 2019; and 17,844 shares exercisable from and after January 1, 2020.
Referenced by the price of 1 transaction in Table I.
- F3
Not applicable.
Referenced by the price of 1 transaction in Table II.