Freda Fabrizio's Form 4 filing
Estee Lauder Companies Inc (EL) · filed Jul 1, 2021
- Accession no.
- 0001001250-21-000103
- Filed
- Jul 1, 2021
- Trade date
- Jun 30-Jul 1, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $20.2M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Freda FabrizioCIK 0001428855 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Class A Common Stock | MOption exerciseAcquired | +129,282 | –F1 | – | 204,956 | Direct | |
| Jun 30, 2021 | Class A Common Stock | FTax withholdingDisposed | −65,766 | $316.93 | −$20,843,218.38 | 139,190 | Direct | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −33,298 | $316.40F4,F5 | −$10,535,487.2 | 105,892 | Direct | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −6,570 | $317.21F4,F6 | −$2,084,069.7 | 99,322 | Direct | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −15,249 | $318.64F4,F7 | −$4,858,941.36 | 84,073 | Direct | |
| Jul 1, 2021 | Class A Common Stock | SSaleDisposed | −8,399 | $319.65F4,F8 | −$2,684,740.35 | 75,674 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Class A Common Stock | MOption exerciseDisposed | −129,282 | –F1 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Not applicable. Performance Share Units ("PSUs") are paid out in shares of Class A Common Stock on a one-to-one basis.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F4
The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price range.
Referenced by the price of 4 transactions in Table I.
- F5
Sales prices range from $315.92 to $316.90 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
Sales prices range from $316.92 to $317.71 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
Sales prices range from $318.16 to $319.08 per share, inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
Sales prices range from $319.20 to $320.00 per share, inclusive.
Referenced by the price of 1 transaction in Table I.