Lawrence Sandra AJ's Form 4/A amendment
AmendedSera Prognostics, Inc. (SERA) · filed Sep 11, 2025
- Accession no.
- 0000950170-25-114266
- Filed
- Sep 11, 2025
- Trade date
- Sep 9, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Sep 9, 2025
This filing lists 1 non-derivative transaction. Open-market sales total $4.76K. It was filed 2 days after the trade.
This amendment replaces 0001306386-25-000006 (filed Sep 9, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lawrence Sandra AJCIK 0001306386 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 9, 2025 | Class A Common Stock | SSaleDisposed | −1,560 | $3.05F2 | −$4,758 | 21,153 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The transaction(s) reported on this Form 4 was/were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2025.
- F2
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.99 to $3.12, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 amendment is being filed to correct the original Form 4 filed on September 9, 2025, which included the incorrect number of shares sold by the Reporting Person in Table I due to an administrative error.