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Saad Mark E's Form 4 filing

Axsome Therapeutics, Inc. (AXSM) · filed Sep 5, 2025

Accession no.
0000950170-25-113311
Filed
Sep 5, 2025
Trade date
Sep 5, 2025
Filing delay
Same day
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.14M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Saad Mark ECIK 0001295913Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 5, 2025Common StockMOption exerciseAcquired+9,127$9.00+$82,14319,129Direct
Sep 5, 2025Common StockSSaleDisposed−9,127$125.07−$1,141,513.8910,002Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 5, 2025Common StockMOption exerciseDisposed−9,127$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)