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Parmar Manish's Form 4 filing

Regional Management Corp.RM · filed Sep 3, 2025

Accession no.
0000950170-25-112840
Filed
Sep 3, 2025
Trade date
Aug 29-Sep 2, 2025
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $55.5K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Parmar ManishCIK 0001798778Officer (EVP, Chief Credit Risk Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 29, 2025Common StockMOption exerciseAcquired+5,000$29.18+$145,90063,967Direct
Aug 29, 2025Common StockFTax withholdingDisposed−3,736$43.84F2−$163,786.2460,231Direct
Sep 2, 2025Common StockSSaleDisposed−1,264$43.89−$55,476.9658,967Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 29, 2025Common StockMOption exerciseDisposed−5,000$0.00$05,442Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the closing market price of the issuer's common stock at the time of the option exercise on August 29, 2025.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)