Sidow Kevin's Form 4 filing
Carlsmed, Inc. (CARL) · filed Jul 24, 2025
- Accession no.
- 0000950170-25-098542
- Filed
- Jul 24, 2025
- Trade date
- Jul 22-24, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market purchases total $200.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sidow KevinCIK 0001416947 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2025 | Common Stock | AGrant or awardAcquired | +17,333 | $0.00 | $0 | 17,333 | Direct | |
| Jul 24, 2025 | Common Stock | MOption exerciseAcquired | +28,900 | –F3 | – | 28,900 | Direct | |
| Jul 24, 2025 | Common Stock | PPurchaseAcquired | +13,333 | $15.00 | +$199,995 | 59,566 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 24, 2025 | Common Stock | CConversionDisposed | −28,900 | –F3 | – | 0 | Direct | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
These securities were previously reported on a Form 3 filed by the Reporting Person as preferred stock of the Issuer. Each share of preferred stock of the Issuer converted into one share of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering on a 1-to-1 basis without payment of additional consideration. The preferred stock has no expiration date.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.