Mittendorff Robert II's Form 4 filing
Carlsmed, Inc. (CARL) · filed Jul 24, 2025
- Accession no.
- 0000950170-25-098540
- Filed
- Jul 24, 2025
- Trade date
- Jul 24, 2025
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 5 derivative transactions. Open-market purchases total $20.0M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mittendorff Robert IICIK 0001476171 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 24, 2025 | Common Stock | CConversionAcquired | +3,680,506 | – | – | 3,680,506 | Indirect | |
| Jul 24, 2025 | Common Stock | PPurchaseAcquired | +1,333,333 | $15.00 | +$19,999,995 | 5,013,839 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +2,376,472 | – | – | 2,376,472 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +931,452 | – | – | 931,452 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 24, 2025 | Common Stock | CConversionDisposed | −1,445,020 | – | – | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −2,235,486 | – | – | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −1,445,020 | – | – | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −931,452 | – | – | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −931,452 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.