Root Jonathan D's Form 4 filing
Carlsmed, Inc. (CARL) · filed Jul 24, 2025
- Accession no.
- 0000950170-25-098529
- Filed
- Jul 24, 2025
- Trade date
- Jul 22-24, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 7 derivative transactions. Open-market purchases total $7.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Root Jonathan DCIK 0001225480 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 22, 2025 | Common Stock | AGrant or awardAcquired | +17,333 | $0.00 | $0 | 17,333 | Direct | |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +2,948,794 | – | – | 2,948,794 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +825,135 | – | – | 3,773,929 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +531,877 | – | – | 4,305,806 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +149,655 | – | – | 149,655 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +41,876 | – | – | 191,531 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +26,993 | – | – | 218,524 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionAcquired | +1,117,743 | – | – | 1,117,743 | Indirect | |
| Jul 24, 2025 | Common Stock | PPurchaseAcquired | +466,666 | $15.00 | +$6,999,990 | 483,999 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 24, 2025 | Common Stock | CConversionDisposed | −2,948,794 | – | – | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −825,135 | – | – | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −531,877 | – | – | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −149,655 | – | – | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −41,876 | – | – | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −26,993 | – | – | 0 | Indirect | |
| Jul 24, 2025 | Common Stock | CConversionDisposed | −1,117,743 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.