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Tsai Chen Lung's Form 4 filing

CapsoVision, Inc (CV) · filed Jul 7, 2025

Accession no.
0000950170-25-094309
Filed
Jul 7, 2025
Trade date
Jul 3, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 4 derivative transactions. It was filed 4 days after the trade.

This filing was later replaced by the amendment 0001307275-26-000002 (Feb 6, 2026). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tsai Chen LungCIK 0001307275Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 3, 2025Common StockCConversionAcquired+91,432–F1–115,456Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 3, 2025Common StockCConversionDisposed−21,450$0.00$00Indirect
Jul 3, 2025Common StockCConversionDisposed−16,683$0.00$00Indirect
Jul 3, 2025Common StockCConversionDisposed−26,112$0.00$00Indirect
Jul 3, 2025Common StockCConversionDisposed−27,187$0.00$00Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each share of Series B preferred stock, Series D-1 preferred stock, Series E preferred stock and Series H preferred stock automatically converted into approximately 0.3003 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering. The number of shares reported herein gives effect to a 1-for-3.33 reverse stock split of the Issuer's common stock effected by the Issuer on July 2, 2025 in connection with its initial public offering.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)