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Salem Enrique T's Form 4 filing

Rubrik, Inc. (RBRK) · filed Jun 26, 2025

Accession no.
0000950170-25-090572
Filed
Jun 26, 2025
Trade date
Jun 24-26, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.97M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Salem Enrique TCIK 0001295402Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 24, 2025Class A Common StockCConversionAcquired+679,577–F3–679,577Indirect
Jun 24, 2025Class A Common StockJOtherDisposed−678,076$0.00$01,501Indirect
Jun 26, 2025Class A Common StockCConversionAcquired+20,423–F3–21,924Indirect
Jun 26, 2025Class A Common StockSSaleDisposed−18,179$89.60F5−$1,628,838.43,745Indirect
Jun 26, 2025Class A Common StockSSaleDisposed−2,704$90.35F6−$244,306.41,041Indirect
Jun 26, 2025Class A Common StockSSaleDisposed−1,041$91.36F7−$95,105.760Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 24, 2025Class A Common StockCConversionDisposed−679,577$0.00$01,380,063Indirect
Jun 26, 2025Class A Common StockCConversionDisposed−20,423$0.00$01,359,640Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.

Referenced by the price of 2 transactions in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.10 to $90.10, inclusive. The reporting person undertakes to provide to Rubrik, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5) through (7) herein.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.13 to $91.02, inclusive.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.20 to $91.5394, inclusive.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)