Tappin Matthew's Form 4 filing
Stem, Inc. (STEM) · filed Jun 18, 2025
- Accession no.
- 0000950170-25-088043
- Filed
- Jun 18, 2025, 7:14 PM ET
- Trade date
- May 29-Jun 16, 2025
- Filing delay
- 20 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $9.90K. It was filed 20 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tappin MatthewCIK 0001986259 | Officer (President, Software Division) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 29, 2025 | Common Stock, Par Value $0.0001 Per Share | MOption exerciseAcquired | +2,775 | $0.00 | $0 | 59,445 | Direct | |
| May 30, 2025 | Common Stock, Par Value $0.0001 Per Share | SSaleDisposed | −1,164 | $0.451 | −$524.96 | 58,281 | Direct | |
| Jun 16, 2025 | Common Stock, Par Value $0.0001 Per Share | SSaleDisposed | −20,823 | $0.45 | −$9,370.35 | 37,458 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 29, 2025 | Common Stock, Par Value $0.0001 Per Share | MOption exerciseDisposed | −2,775 | $0.00 | $0 | 396,784 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.