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Ocko Matthew's Form 4 filing

Rocket Lab Corp (RKLB) · filed Jun 18, 2025

Accession no.
0000950170-25-087771
Filed
Jun 18, 2025
Trade date
Jun 12-13, 2025
Filing delay
6 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market sales total $26.6M. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ocko MatthewCIK 0001836089Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 12, 2025Common StockSSaleDisposed−57,822$26.44F1−$1,528,813.681,320,121Indirect
Jun 12, 2025Common StockSSaleDisposed−142,178$26.44F1−$3,759,186.323,246,071Indirect
Jun 13, 2025Common StockSSaleDisposed−237,068$26.01F4−$6,166,138.681,083,053Indirect
Jun 13, 2025Common StockSSaleDisposed−582,932$26.01F4−$15,162,061.322,663,139Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions at prices ranging from $26.3750 to $26.6300, inclusive. The Reporting Person undertakes to provide to Rocket Lab Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

F4

The price reported in column 4 is a weighted average price of the aggregate number of shares sold. These shares were sold in multiple transactions with 819,184 shares sold at prices ranging from $25.4500 to $26.4400 and 816 shares sold at prices ranging from $26.4600 to $26.5000, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)