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Novakovic Phebe N's Form 4 filing

General Dynamics Corp (GD) · filed Jun 17, 2025

Accession no.
0000950170-25-087652
Filed
Jun 17, 2025
Trade date
Jun 13-16, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $52.8M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Novakovic Phebe NCIK 0001222195Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 13, 2025Common StockMOption exerciseAcquired+178,821$223.93+$40,043,386.53948,428Direct
Jun 13, 2025Common StockSSaleDisposed−177,611$283.12F1−$50,285,226.32770,817Direct
Jun 13, 2025Common StockSSaleDisposed−1,210$284.01−$343,652.1769,607Direct
Jun 16, 2025Common StockMOption exerciseAcquired+7,639$223.93+$1,710,601.27777,246Direct
Jun 16, 2025Common StockSSaleDisposed−4,904$280.04F2−$1,373,316.16772,342Direct
Jun 16, 2025Common StockSSaleDisposed−2,735$281.17F3−$768,999.95769,607Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 13, 2025Common StockMOption exerciseDisposed−178,821$0.00$07,639Direct
Jun 16, 2025Common StockMOption exerciseDisposed−7,639$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Sale prices ranged from $283.00 to $283.985. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Referenced by the price of 1 transaction in Table I.

F2

Sale prices ranged from $280.00 to $280.51. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Referenced by the price of 1 transaction in Table I.

F3

Sale prices ranged from $281.165 to $281.195. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)