Zimmerman Michael J's Form 4 filing
Stifel Financial Corp (SF) · filed Jun 6, 2025
- Accession no.
- 0000950170-25-083194
- Filed
- Jun 6, 2025
- Trade date
- Jun 4-6, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $967.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zimmerman Michael JCIK 0001239734 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 5, 2025 | Common Stock | MOption exerciseAcquired | +1,914 | $0.00 | $0 | 55,833 | Direct | |
| Jun 6, 2025 | Common Stock | SSaleDisposed | −5,000 | $96.39 | −$481,950 | 50,833 | Direct | |
| Jun 6, 2025 | Common Stock | SSaleDisposed | −5,000 | $97.00 | −$485,000 | 45,833 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 4, 2025 | Common Stock | AGrant or awardAcquired | +1,875 | $93.35 | +$175,031.25 | 3,789 | Direct | |
| Jun 5, 2025 | Common Stock | MOption exerciseDisposed | −1,914 | $0.00 | $0 | 1,875 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.