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Gibney Anthony S's Form 4 filing

Aura Biosciences, Inc. (AURA) · filed May 20, 2025

Accession no.
0000950170-25-075403
Filed
May 20, 2025
Trade date
May 16, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market purchases total $245.0K. Open-market sales total $7.82K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gibney Anthony SCIK 0001750132Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 16, 2025Common StockPPurchaseAcquired+50,000$4.90+$245,00058,452Direct
May 16, 2025Common StockSSaleDisposed−1,519$5.15−$7,822.8556,933Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 16, 2025Common StockPPurchaseAcquired+12,500–F1–12,500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On May 16, 2025, the Reporting Person purchased 50,000 shares of the Issuer's common stock and a warrant to purchase 12,500 shares of the Issuer's common stock at a purchase price of $4.90 in an underwritten public offering.

Referenced by the price of 1 transaction in Table II.

Remarks

Chief Financial and Business Officer

Read the full filing on SEC EDGAR (opens in a new tab)