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King Elizabeth Kathryn's Form 4 filing

Intercontinental Exchange, Inc. (ICE) · filed May 20, 2025

Accession no.
0000950170-25-075231
Filed
May 20, 2025
Trade date
May 19, 2025
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.94M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
King Elizabeth KathrynCIK 0002006961Officer (Global Head of Clearing & CRO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 19, 2025Common Stock HoldingMOption exerciseAcquired+10,930$92.63+$1,012,445.933,175Direct
May 19, 2025Common Stock HoldingSSaleDisposed−9,738$175.02F2−$1,704,344.7623,437Direct
May 19, 2025Common Stock HoldingSSaleDisposed−7,030$176.08F3−$1,237,842.416,407Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 19, 2025Common StockMOption exerciseDisposed−10,930$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price range for the aggregate amount sold by the direct holder is $174.45 - $175.41. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

The price range for the aggregate amount sold by the direct holder is $175.50 - $176.25. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)