Laureles Saul R.'s Form 4 filing
Stem, Inc. (STEM) · filed May 5, 2025
- Accession no.
- 0000950170-25-063834
- Filed
- May 5, 2025
- Trade date
- May 1-2, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $428.77. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Laureles Saul R.CIK 0001672864 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2025 | Common Stock, Par Value $0.0001 Per Share | MOption exerciseAcquired | +3,453 | $0.00 | $0 | 265,601 | Direct | |
| May 2, 2025 | Common Stock, Par Value $0.0001 Per Share | SSaleDisposed | −809 | $0.53 | −$428.77 | 264,792 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2025 | Common Stock, Par Value $0.0001 Per Share | MOption exerciseDisposed | −3,453 | $0.00 | $0 | 445,543 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.