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Howley W Nicholas's Form 4 filing

TransDigm Group INC (TDG) · filed May 5, 2025

Accession no.
0000950170-25-063697
Filed
May 5, 2025
Trade date
May 5, 2025
Filing delay
Same day
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $72.7M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Howley W NicholasCIK 0001352573Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 5, 2025Common StockMOption exerciseAcquired+49,241$140.92F1+$6,939,041.7270,788.51Indirect
May 5, 2025Common StockSSaleDisposed−38,465$1,475.06F2−$56,738,182.932,323.51Indirect
May 5, 2025Common StockSSaleDisposed−1,708$1,476.43F3−$2,521,742.4430,615.51Indirect
May 5, 2025Common StockSSaleDisposed−157$1,477.19F4−$231,918.8330,458.51Indirect
May 5, 2025Common StockSSaleDisposed−8,201$1,479.01F5−$12,129,361.0122,257.51Indirect
May 5, 2025Common StockSSaleDisposed−710$1,480.09F6−$1,050,863.921,547.51Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 5, 2025Common StockMOption exerciseDisposed−49,241$0.00$018,297Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The exercise price has been adjusted for dividends declared since August 1, 2022.

Referenced by the price of 1 transaction in Table I.

F2

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,475.00 - $1,475.93. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,476.00 - $1,476.99. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,477.01 - $1,477.43. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,479.00 - $1,479.51. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,480.00 - $1,480.37. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)