SH Capital Partners, L.P.'s Form 4 filing
Designer Brands Inc.DBI · filed Apr 8, 2025
- Accession no.
- 0000950170-25-052295
- Filed
- Apr 8, 2025, 9:30 PM ET
- Trade date
- Apr 4, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 derivative transaction. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| SH Capital Partners, L.P.CIK 0001497279 | 10% Owner |
| Stone House Capital Management, LLCCIK 0001589943 | Other: Member of a 10% Group |
| Cohen Mark A.CIK 0001591240 | Other: Member of a 10% Group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 4, 2025 | Class A Common Shares, without par value | PPurchaseAcquired | +1,500,000 | $0.34F4 | +$5,100 | 15,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The transaction was executed in multiple trades in prices ranging from $0.30 to $0.35, inclusive. The price reported in Column 8 above reflects the weighted average sale price. The reporting persons undertake to provide, upon request by the Issuer, any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, full information regarding the number of call options acquired at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table II.
Remarks
Exhibit Index Exhibit 99.1 - Joint Filing Agreement (filed herewith).