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King Steven R.'s Form 4 filing

Jaguar Health, Inc. (JAGX) · filed Apr 2, 2025

Accession no.
0000950170-25-049808
Filed
Apr 2, 2025
Trade date
Mar 31, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
King Steven R.CIK 0001622052Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 31, 2025Common StockPPurchaseAcquired+3,600$20,000.00+$72,000,0003,600DirectPrice outlier
Mar 31, 2025Common StockPPurchaseAcquired+3,600–F2–3,600Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

As an inducement to enter into the Purchase Agreement, the reporting person received a warrant (the "Warrant") to purchase up to 3,600 shares of Common Stock with an exercise price of $5.43 per share. The Warrant is exercisable immediately upon issuance and will expire on the earlier of (i) five years from the date of issuance, (ii) the consummation of a fundamental transaction and (iii) the consummation of a liquidation event.

Referenced by the price of 1 transaction in Table II.

Remarks

Chief of Sustainable Supply, Ethnobotanical Research and Intellectual Property and Secretary

Read the full filing on SEC EDGAR (opens in a new tab)