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Kennedy Douglas L's Form 4 filing

Peapack Gladstone Financial Corp (PGC) · filed Mar 24, 2025

Accession no.
0000950170-25-043590
Filed
Mar 24, 2025
Trade date
Mar 20-21, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $143.9K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kennedy Douglas LCIK 0001560350Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 20, 2025Common StockFTax withholdingDisposed−1,788$29.55−$52,835.445,408.75Direct
Mar 21, 2025Common StockSSaleDisposed−5,000$28.79−$143,95040,408.75Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 20, 2025Common StockAGrant or awardAcquired+11,689$0.00$011,689Direct
Mar 20, 2025Common StockAGrant or awardAcquired+17,534$0.00$043,742Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)