Carlson Michael James's Form 4 filing
Stem, Inc. (STEM) · filed Mar 17, 2025
- Accession no.
- 0000950170-25-040335
- Filed
- Mar 17, 2025, 4:30 PM ET
- Trade date
- Mar 11-12, 2025
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.2K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carlson Michael JamesCIK 0001948274 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2025 | Common Stock, Par Value $0.0001 Per Share | MOption exerciseAcquired | +70,834 | $0.00 | $0 | 231,879 | Direct | |
| Mar 12, 2025 | Common Stock, Par Value $0.0001 Per Share | SSaleDisposed | −27,739 | $0.404 | −$11,206.56 | 204,140 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 11, 2025 | Common Stock, Par Value $0.0001 Per Share | MOption exerciseDisposed | −70,834 | $0.00 | $0 | 455,686 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.