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Kapani Mayur's Form 4 filing

Intercontinental Exchange, Inc. (ICE) · filed Mar 17, 2025

Accession no.
0000950170-25-040334
Filed
Mar 17, 2025
Trade date
Mar 14, 2025
Filing delay
3 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.70M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kapani MayurCIK 0001917418Officer (Chief Technology Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 14, 2025Common StockMOption exerciseAcquired+5,662$50.01+$283,156.6284,186Direct
Mar 14, 2025Common StockSSaleDisposed−2,473$169.65F2−$419,544.4581,713Direct
Mar 14, 2025Common StockSSaleDisposed−6,494$170.74F3−$1,108,785.5675,219Direct
Mar 14, 2025Common StockSSaleDisposed−1,006$171.22F4−$172,247.3274,213Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 14, 2025Common StockMOption exerciseDisposed−5,662$0.00$05,662Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price range for the aggregate amount sold by the direct holder is $169.20 - $170.16. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

The price range for the aggregate amount sold by the direct holder is $170.20 - $171.19. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

The price range for the aggregate amount sold by the direct holder is $171.20 - $171.28. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)