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Simon Farrell's Form 4 filing

Trevi Therapeutics, Inc. (TRVI) · filed Mar 12, 2025

Accession no.
0000950170-25-037880
Filed
Mar 12, 2025
Trade date
Mar 10, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $549.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Simon FarrellCIK 0001965585Officer (Chief Commercial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 10, 2025Common StockMOption exerciseAcquired+17,500$3.21+$56,17563,150Direct
Mar 10, 2025Common StockMOption exerciseAcquired+63,813$3.91+$249,508.83126,963Direct
Mar 10, 2025Common StockMOption exerciseAcquired+31,250$0.51+$15,937.5158,213Direct
Mar 10, 2025Common StockSSaleDisposed−76,963$6.73−$517,960.9981,250Direct
Mar 10, 2025Common StockSSaleDisposed−4,350$7.15−$31,102.576,900Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 10, 2025Common StockAGrant or awardAcquired+38,400$0.00$038,400Direct
Mar 10, 2025Common StockMOption exerciseDisposed−17,500$0.00$00Direct
Mar 10, 2025Common StockMOption exerciseDisposed−63,813$0.00$011,187Direct
Mar 10, 2025Common StockMOption exerciseDisposed−31,250$0.00$018,750Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)