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Marx Gerrit A.'s Form 4 filing

CNH Industrial N.V. (CNH) · filed Mar 4, 2025

Accession no.
0000950170-25-032924
Filed
Mar 4, 2025
Trade date
Feb 28-Mar 4, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.73M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Marx Gerrit A.CIK 0001808863Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 28, 2025Common SharesMOption exerciseAcquired+695,608––695,608Direct
Mar 4, 2025Common SharesSSaleDisposed−320,472$11.64−$3,730,294.08375,136Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 28, 2025Common SharesMOption exerciseDisposed−695,608$0.00$0494,012Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)