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Smith Kevin Raymond Merrill's Form 4 filing

Inogen IncINGN · filed Mar 4, 2025

Accession no.
0000950170-25-032638
Filed
Mar 4, 2025
Trade date
Feb 28-Mar 3, 2025
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market purchases total $100.2K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Kevin Raymond MerrillCIK 0001802639Director, Officer (CEO and President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 1, 2025Common StockAGrant or awardAcquired+1,500$8.33+$12,49516,054Direct
Mar 1, 2025Common StockMOption exerciseAcquired+28,333$0.00$044,387Direct
Mar 1, 2025Common StockFTax withholdingDisposed−13,700$8.33−$114,12130,687Direct
Mar 1, 2025Common StockAGrant or awardAcquired+53,975$0.00$084,662Direct
Mar 1, 2025Common StockFTax withholdingDisposed−26,097$8.33−$217,388.0158,565Direct
Mar 3, 2025Common StockPPurchaseAcquired+11,709$8.56F5+$100,229.0470,274Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 28, 2025Common StockAGrant or awardAcquired+90,036$0.00$090,036Direct
Mar 1, 2025Common StockMOption exerciseDisposed−28,333$0.00$056,667Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F5

Represents the weighted average share price of an aggregate total of 11,709 shares sold in the price range of $8.455 to $8.6298 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)