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Surdykowski Andrew J's Form 4 filing

Intercontinental Exchange, Inc. (ICE) · filed Feb 28, 2025

Accession no.
0000950170-25-030069
Filed
Feb 28, 2025
Trade date
Feb 26, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $659.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Surdykowski Andrew JCIK 0001755922Officer (General Counsel)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 26, 2025Common StockMOption exerciseAcquired+1,770$50.01+$88,517.754,405Direct
Feb 26, 2025Common StockSSaleDisposed−3,047$171.22F2−$521,707.3451,358Direct
Feb 26, 2025Common StockSSaleDisposed−800$172.18F3−$137,74450,558Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 26, 2025Common StockMOption exerciseDisposed−1,770$0.00$05,310Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price range for the aggregate amount sold by the direct holder is $170.78 - $171.70. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

The price range for the aggregate amount sold by the direct holder is $171.79 - $172.52. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)