Oldham Paul R's Form 4 filing
Advanced Energy Industries Inc (AEIS) · filed Feb 28, 2025
- Accession no.
- 0000950170-25-029953
- Filed
- Feb 28, 2025
- Trade date
- Feb 26, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $132.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oldham Paul RCIK 0001421764 | Officer (EVP, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2025 | Common Stock | MOption exerciseAcquired | +6,042 | $85.97 | +$519,430.74 | 43,829 | Direct | |
| Feb 26, 2025 | Common Stock | FTax withholdingDisposed | −4,981 | $125.00 | −$622,625 | 38,848 | Direct | |
| Feb 26, 2025 | Common Stock | SSaleDisposed | −1,061 | $125.00 | −$132,625 | 37,787 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2025 | Common Stock | MOption exerciseDisposed | −6,042 | $0.00 | $0 | 12,084 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.