Pizzie Nick's Form 4 filing
Axsome Therapeutics, Inc. (AXSM) · filed Feb 14, 2025
- Accession no.
- 0000950170-25-021716
- Filed
- Feb 14, 2025
- Trade date
- Feb 13-14, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.95M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pizzie NickCIK 0001742143 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2025 | Common Stock | MOption exerciseAcquired | +12,000 | $3.50 | +$42,000 | 54,187 | Direct | |
| Feb 13, 2025 | Common Stock | SSaleDisposed | −12,000 | $129.86 | −$1,558,320 | 42,187 | Direct | |
| Feb 14, 2025 | Common Stock | MOption exerciseAcquired | +3,000 | $3.50 | +$10,500 | 45,187 | Direct | |
| Feb 14, 2025 | Common Stock | SSaleDisposed | −3,000 | $131.07 | −$393,210 | 42,187 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 13, 2025 | Common Stock | MOption exerciseDisposed | −12,000 | $3.50 | −$42,000 | 0 | Direct | |
| Feb 14, 2025 | Common Stock | MOption exerciseDisposed | −3,000 | $3.50 | −$10,500 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.