Shaffer Mark A's Form 4 filing
Liquidity Services Inc (LQDT) · filed Feb 12, 2025
- Accession no.
- 0000950170-25-019231
- Filed
- Feb 12, 2025
- Trade date
- Feb 10-12, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 19 non-derivative transactions and 6 derivative transactions. Open-market sales total $669.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaffer Mark ACIK 0001677053 | Officer (VP, Gen. Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2025 | Common Stock | SSaleDisposed | −3,633 | $34.70 | −$126,065.1 | 46,200 | Indirect | |
| Feb 11, 2025 | Common Stock | SSaleDisposed | −9,537 | $34.57 | −$329,694.09 | 36,663 | Indirect | |
| Feb 12, 2025 | Common Stock | SSaleDisposed | −580 | $34.62 | −$20,079.6 | 36,083 | Indirect | |
| Feb 12, 2025 | Common Stock | MOption exerciseAcquired | +814 | $17.31 | +$14,090.34 | 36,897 | Indirect | |
| Feb 12, 2025 | Common Stock | SSaleDisposed | −814 | $35.78 | −$29,124.92 | 36,083 | Indirect | |
| Feb 12, 2025 | Common Stock | MOption exerciseAcquired | +231 | $9.46 | +$2,185.26 | 36,314 | Indirect | |
| Feb 12, 2025 | Common Stock | SSaleDisposed | −231 | $35.78 | −$8,265.18 | 36,083 | Indirect | |
| Feb 12, 2025 | Common Stock | MOption exerciseAcquired | +720 | $22.20 | +$15,984 | 36,803 | Indirect | |
| Feb 12, 2025 | Common Stock | SSaleDisposed | −720 | $35.67 | −$25,682.4 | 36,083 | Indirect | |
| Feb 12, 2025 | Common Stock | MOption exerciseAcquired | +1,313 | $22.20 | +$29,148.6 | 37,396 | Indirect | |
| Feb 12, 2025 | Common Stock | SSaleDisposed | −1,313 | $35.67 | −$46,834.71 | 36,083 | Indirect | |
| Feb 12, 2025 | Common Stock | MOption exerciseAcquired | +1,942 | $14.00 | +$27,188 | 38,025 | Indirect | |
| Feb 12, 2025 | Common Stock | SSaleDisposed | −1,942 | $35.67 | −$69,271.14 | 36,083 | Indirect | |
| Feb 12, 2025 | Common Stock | MOption exerciseAcquired | +405 | $14.00 | +$5,670 | 36,488 | Indirect | |
| Feb 12, 2025 | Common Stock | SSaleDisposed | −405 | $35.67 | −$14,446.35 | 36,083 | Indirect | |
| Feb 12, 2025 | Common Stock | MOption exerciseAcquired | +322 | $22.20 | +$7,148.4 | 36,405 | Indirect | |
| Feb 12, 2025 | Common Stock | MOption exerciseAcquired | +433 | $14.00 | +$6,062 | 36,838 | Indirect | |
| Feb 12, 2025 | Common Stock | MOption exerciseAcquired | +3,957 | $9.46 | +$37,433.22 | 40,795 | Indirect | |
| Feb 12, 2025 | Common Stock | MOption exerciseAcquired | +709 | $17.31 | +$12,272.79 | 41,504 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 12, 2025 | Common Stock | MOption exerciseDisposed | −4,443 | $0.00 | $0 | 0 | Direct | |
| Feb 12, 2025 | Common Stock | MOption exerciseDisposed | −7,740 | $0.00 | $0 | 1,774 | Direct | |
| Feb 12, 2025 | Common Stock | MOption exerciseDisposed | −10,405 | $0.00 | $0 | 4,986 | Direct | |
| Feb 12, 2025 | Common Stock | MOption exerciseDisposed | −11,825 | $0.00 | $0 | 8,622 | Direct | |
| Feb 12, 2025 | Common Stock | MOption exerciseDisposed | −7,740 | $0.00 | $0 | 4,644 | Direct | |
| Feb 12, 2025 | Common Stock | MOption exerciseDisposed | −10,405 | $0.00 | $0 | 9,365 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.