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Daunt John's Form 4 filing

Liquidity Services Inc (LQDT) · filed Feb 12, 2025

Accession no.
0000950170-25-019069
Filed
Feb 12, 2025
Trade date
Feb 10, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $92.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Daunt JohnCIK 0001774667Officer (EVP, Chief Commercial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 10, 2025Common StockMOption exerciseAcquired+1,399$17.31+$24,216.6944,708Indirect
Feb 10, 2025Common StockSSaleDisposed−1,399$33.43−$46,768.5743,309Indirect
Feb 10, 2025Common StockMOption exerciseAcquired+699$22.20+$15,517.844,008Indirect
Feb 10, 2025Common StockSSaleDisposed−699$33.41−$23,353.5943,309Indirect
Feb 10, 2025Common StockMOption exerciseAcquired+669$14.00+$9,36643,978Indirect
Feb 10, 2025Common StockSSaleDisposed−669$33.41−$22,351.2943,309Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 10, 2025Common StockMOption exerciseDisposed−8,667$0.00$07,003Direct
Feb 10, 2025Common StockMOption exerciseDisposed−15,620$0.00$011,390Direct
Feb 10, 2025Common StockMOption exerciseDisposed−7,740$0.00$04,644Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)