Ramaswami Rajiv's Form 4/A amendment
AmendedNutanix, Inc. (NTNX) · filed Feb 6, 2025
- Accession no.
- 0000950170-25-015527
- Filed
- Feb 6, 2025
- Trade date
- Dec 15, 2024
- Filing delay
- 53 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Dec 17, 2024
This filing lists 1 non-derivative transaction. It carries over 14 transactions from the original filing that it did not restate. Open-market sales total $4.21M. It was filed 53 days after the trade.
This amendment restates part of 0000950170-24-137422 (filed Dec 17, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ramaswami RajivCIK 0001483009 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2024 | Class A Common Stock | FTax withholdingDisposed | −71,134 | $66.05 | −$4,698,400.7 | 700,216 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0000950170-24-137422 (filed Dec 17, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +23,663 | $0.00 | $0 | 662,677 | Direct | |
| Dec 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +58,447 | $0.00 | $0 | 721,124 | Direct | |
| Dec 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +8,628 | $0.00 | $0 | 729,752 | Direct | |
| Dec 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +17,206 | $0.00 | $0 | 746,958 | Direct | |
| Dec 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +15,885 | $0.00 | $0 | 762,843 | Direct | |
| Dec 15, 2024 | Class A Common Stock | MOption exerciseAcquired | +8,507 | $0.00 | $0 | 771,350 | Direct | |
| Dec 16, 2024 | Class A Common Stock | SSaleDisposed | −47,799 | $65.72F3 | −$3,141,350.28 | 665,136 | Direct | |
| Dec 16, 2024 | Class A Common Stock | SSaleDisposed | −16,102 | $66.26F4 | −$1,066,918.52 | 649,034 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −23,663 | $0.00 | $0 | 0 | Direct | |
| Dec 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −58,447 | $0.00 | $0 | 0 | Direct | |
| Dec 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −8,628 | $0.00 | $0 | 25,884 | Direct | |
| Dec 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −17,206 | $0.00 | $0 | 120,445 | Direct | |
| Dec 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −15,885 | $0.00 | $0 | 174,729 | Direct | |
| Dec 15, 2024 | Class A Common Stock | MOption exerciseDisposed | −8,507 | $0.00 | $0 | 127,609 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F3
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.035 to $66.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $66.035 to $66.61 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4/A amends the Form 4 previously filed on December 17, 2024 (the "Original Form 4") solely to correct the number of shares that were withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units and the resulting amount of securities beneficially owned by the Reporting Person following such transaction and each subsequent transaction reported in the Original Form 4. Accordingly, this Form 4/A amends the Original Form 4 by correcting: (1) the amount appearing on Table I, Column 4, Row 7 from 58,415 to 71,134; (2) the amount appearing on Table I, Column 5, Row 7 from 712,935 to 700,216; (3) the amount appearing on Table I, Column 5, Row 8 from 665,136 to 652,417; and (4) the amount appearing on Table I, Column 5, Row 9 from 649,034 to 636,315. The remaining information in the Original Form 4 is not otherwise amended hereby.