Caplan Jay David's Form 4 filing
Fractyl Health, Inc. (GUTS) · filed Feb 3, 2025
- Accession no.
- 0000950170-25-012530
- Filed
- Feb 3, 2025
- Trade date
- Jan 30-31, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $82.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Caplan Jay DavidCIK 0001419217 | Officer (President, Chief Product Off.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2025 | Common Stock | MOption exerciseAcquired | +21,472 | $1.70 | +$36,502.4 | 175,016 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −21,472 | $1.95 | −$41,870.4 | 153,544 | Direct | |
| Jan 31, 2025 | Common Stock | MOption exerciseAcquired | +22,346 | $1.70 | +$37,988.2 | 175,890 | Direct | |
| Jan 31, 2025 | Common Stock | SSaleDisposed | −22,346 | $1.81 | −$40,446.26 | 153,544 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 30, 2025 | Common Stock | MOption exerciseDisposed | −21,472 | $0.00 | $0 | 40,270 | Direct | |
| Jan 31, 2025 | Common Stock | MOption exerciseDisposed | −22,346 | $0.00 | $0 | 17,924 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.