Skip to main content

Lerner James J's Form 4/A amendment

Amended

Quantum Corp (QMCO) · filed Jan 17, 2025

Accession no.
0000950170-25-006915
Filed
Jan 17, 2025
Trade date
Nov 8, 2024
Filing delay
70 days
Rule 10b5-1 plan
Not checked
Original filed
Dec 5, 2024

This filing lists 1 non-derivative transaction. Open-market sales total $16.3K. It was filed 70 days after the trade.

This amendment replaces 0000709283-24-000048 (filed Dec 5, 2024).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lerner James JCIK 0001602567Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 8, 2024Common StockSSaleDisposed−3,681$4.43−$16,306.83110,315Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This amendment to the original Form 4 filed on December 5, 2024 is being filed to correct the amount of shares sold, to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2

As a result of this error, the number of shares reported as beneficially owned by the reporting person following the corrected transaction reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read the full filing on SEC EDGAR (opens in a new tab)