Kapani Mayur's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Jan 17, 2025
- Accession no.
- 0000950170-25-006727
- Filed
- Jan 17, 2025
- Trade date
- Jan 15, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $835.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kapani MayurCIK 0001917418 | Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2025 | Common Stock | MOption exerciseAcquired | +5,661 | $50.01 | +$283,106.61 | 72,209 | Direct | |
| Jan 15, 2025 | Common Stock | SSaleDisposed | −2,397 | $147.13F3 | −$352,670.61 | 69,812 | Direct | |
| Jan 15, 2025 | Common Stock | SSaleDisposed | −3,064 | $147.89F4 | −$453,134.96 | 66,748 | Direct | |
| Jan 15, 2025 | Common Stock | SSaleDisposed | −200 | $148.57 | −$29,714 | 66,548 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2025 | Common Stock | MOption exerciseDisposed | −5,661 | $0.00 | $0 | 11,324 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price range for the aggregate amount sold by the direct holder is $146.50 - $147.43. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price range for the aggregate amount sold by the direct holder is $147.52 - $148.36. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.