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Howley W Nicholas's Form 4 filing

TransDigm Group INC (TDG) · filed Jan 15, 2025

Accession no.
0000950170-25-005871
Filed
Jan 15, 2025
Trade date
Jan 15, 2025
Filing delay
Same day
Rule 10b5-1 plan
Checked

This filing lists 21 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.10M. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Howley W NicholasCIK 0001352573Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 15, 2025Common StockMOption exerciseAcquired+5,472$140.92F1+$771,114.2427,019.51Indirect
Jan 15, 2025Common StockSSaleDisposed−328$1,283.39F2−$420,951.9226,691.51Indirect
Jan 15, 2025Common StockSSaleDisposed−306$1,284.71F3−$393,121.2626,385.51Indirect
Jan 15, 2025Common StockSSaleDisposed−236$1,286.04F4−$303,505.4426,149.51Indirect
Jan 15, 2025Common StockSSaleDisposed−10$1,287.00−$12,87026,139.51Indirect
Jan 15, 2025Common StockSSaleDisposed−202$1,289.05F5−$260,388.125,937.51Indirect
Jan 15, 2025Common StockSSaleDisposed−108$1,290.35F6−$139,357.825,829.51Indirect
Jan 15, 2025Common StockSSaleDisposed−122$1,291.11F7−$157,515.4225,707.51Indirect
Jan 15, 2025Common StockSSaleDisposed−115$1,293.43F8−$148,744.4525,592.51Indirect
Jan 15, 2025Common StockSSaleDisposed−80$1,294.49F9−$103,559.225,512.51Indirect
Jan 15, 2025Common StockSSaleDisposed−608$1,296.09F10−$788,022.7224,904.51Indirect
Jan 15, 2025Common StockSSaleDisposed−644$1,297.44F11−$835,551.3624,260.51Indirect
Jan 15, 2025Common StockSSaleDisposed−677$1,298.16F12−$878,854.3223,583.51Indirect
Jan 15, 2025Common StockSSaleDisposed−105$1,298.87F13−$136,381.3523,478.51Indirect
Jan 15, 2025Common StockSSaleDisposed−228$1,300.42F14−$296,495.7623,250.51Indirect
Jan 15, 2025Common StockSSaleDisposed−243$1,301.49F15−$316,262.0723,007.51Indirect
Jan 15, 2025Common StockSSaleDisposed−140$1,302.39F16−$182,334.622,867.51Indirect
Jan 15, 2025Common StockSSaleDisposed−612$1,303.65F17−$797,833.822,255.51Indirect
Jan 15, 2025Common StockSSaleDisposed−579$1,305.19F18−$755,705.0121,676.51Indirect
Jan 15, 2025Common StockSSaleDisposed−117$1,305.65−$152,761.0521,559.51Indirect
Jan 15, 2025Common StockSSaleDisposed−12$1,307.78F19−$15,693.3621,547.51Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 15, 2025Common StockMOption exerciseDisposed−5,472$0.00$0111,314Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The exercise price has been adjusted for dividends declared since August 1, 2022.

Referenced by the price of 1 transaction in Table I.

F2

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,283.0400 - $1,283.9000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,284.1700 - $1,284.9550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,285.9850 - $1,286.9000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,288.7200 - $1,289.0500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,289.8500 - $1,290.8000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,290.9000 - $1,291.2300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F8

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,292.9400 - $1,293.7400 The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,294.1700 - $1,295.0200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F10

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,295.6400 - $1,296.5650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F11

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,296.6700 - $1,297.6600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F12

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,297.7100 - $1,298.5000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F13

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,298.8000 - $1,298.8700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F14

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,300.0000 - $1,300.9450. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F15

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,301.1400 - $1,302.1100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F16

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,302.2400 - $1,302.7650. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F17

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,303.3100 - $1,304.1200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F18

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,304.5300 - $1,305.3350. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F19

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,307.5450 - $1,307.9550. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)