Stein Kevin M's Form 4 filing
TransDigm Group INC (TDG) · filed Jan 15, 2025
- Accession no.
- 0000950170-25-005870
- Filed
- Jan 15, 2025
- Trade date
- Jan 13, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 14 non-derivative transactions and 1 derivative transaction. Open-market sales total $25.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein Kevin MCIK 0001431675 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 13, 2025 | Common Stock | MOption exerciseAcquired | +20,000 | $195.88F1 | +$3,917,600 | 28,158 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −78 | $1,255.14F2 | −$97,900.92 | 28,080 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −37 | $1,256.01F3 | −$46,472.37 | 28,043 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −45 | $1,257.58 | −$56,591.1 | 27,998 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −559 | $1,260.27F4 | −$704,490.93 | 27,439 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −258 | $1,261.46F5 | −$325,456.68 | 27,181 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −148 | $1,262.48F6 | −$186,847.04 | 27,033 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −428 | $1,263.62F7 | −$540,829.36 | 26,605 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −1,116 | $1,264.75F8 | −$1,411,461 | 25,489 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −585 | $1,265.95F9 | −$740,580.75 | 24,904 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −1,210 | $1,266.92F10 | −$1,532,973.2 | 23,694 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −14,361 | $1,267.99F11 | −$18,209,604.39 | 9,333 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −1,155 | $1,268.89F12 | −$1,465,567.95 | 8,178 | Indirect | |
| Jan 13, 2025 | Common Stock | SSaleDisposed | −20 | $1,269.50 | −$25,390 | 8,158 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 13, 2025 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 133,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,254.8050 - $1,255.7600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,255.9700 - $1,256.0500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,259.8000 - $1,260.6200. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,261.0500 - $1,261.7050. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,262.0700 - $1,262.5600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,263.2900 - $1,264.1800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,264.2900 - $1,265.2700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,265.3400 - $1,266.2900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,266.3500 - $1,267.2800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,267.4150 - $1,268.3900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,268.4500 - $1,269.4100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.