Pacific Investment Management Co LLC's Form 4 filing
Quantum Corp (QMCO) · filed Jan 7, 2025
- Accession no.
- 0000950170-25-003094
- Filed
- Jan 7, 2025
- Trade date
- Jan 3, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $14.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pacific Investment Management Co LLCCIK 0001163368 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2025 | Common Stock | XIn-the-money exerciseAcquired | +114,155 | $54.20 | +$6,187,201 | 626,572 | Indirect | |
| Jan 3, 2025 | Common Stock | SSaleDisposed | −100,578 | $61.52 | −$6,187,558.56 | 525,994 | Indirect | |
| Jan 3, 2025 | Common Stock | XIn-the-money exerciseAcquired | +219,970 | $26.00 | +$5,719,220 | 745,964 | Indirect | |
| Jan 3, 2025 | Common Stock | SSaleDisposed | −92,970 | $61.52 | −$5,719,514.4 | 652,994 | Indirect | |
| Jan 3, 2025 | Common Stock | XIn-the-money exerciseAcquired | +63,435 | $6.20 | +$393,297 | 716,429 | Indirect | |
| Jan 3, 2025 | Common Stock | SSaleDisposed | −6,393 | $61.52 | −$393,297.36 | 710,036 | Indirect | |
| Jan 3, 2025 | Common Stock | XIn-the-money exerciseAcquired | +37,536 | $6.20 | +$232,723.2 | 747,572 | Indirect | |
| Jan 3, 2025 | Common Stock | SSaleDisposed | −3,783 | $61.52 | −$232,730.16 | 743,789 | Indirect | |
| Jan 3, 2025 | Common Stock | XIn-the-money exerciseAcquired | +18,750 | $6.20 | +$116,250 | 762,539 | Indirect | |
| Jan 3, 2025 | Common Stock | SSaleDisposed | −1,889 | $61.52 | −$116,211.28 | 760,650 | Indirect | |
| Jan 3, 2025 | Common Stock | XIn-the-money exerciseAcquired | +224,059 | $6.20 | +$1,389,165.8 | 984,709 | Indirect | |
| Jan 3, 2025 | Common Stock | SSaleDisposed | −22,582 | $61.52 | −$1,389,244.64 | 962,127 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2025 | Common Stock | XIn-the-money exerciseDisposed | −114,155 | $0.00 | $0 | 0 | Indirect | |
| Jan 3, 2025 | Common Stock | XIn-the-money exerciseDisposed | −219,970 | $0.00 | $0 | 0 | Indirect | |
| Jan 3, 2025 | Common Stock | XIn-the-money exerciseDisposed | −63,435 | $0.00 | $0 | 0 | Indirect | |
| Jan 3, 2025 | Common Stock | XIn-the-money exerciseDisposed | −37,536 | $0.00 | $0 | 0 | Indirect | |
| Jan 3, 2025 | Common Stock | XIn-the-money exerciseDisposed | −18,750 | $0.00 | $0 | 0 | Indirect | |
| Jan 3, 2025 | Common Stock | XIn-the-money exerciseDisposed | −224,059 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.