Daunt John's Form 4 filing
Liquidity Services Inc (LQDT) · filed Dec 18, 2024
- Accession no.
- 0000950170-24-138023
- Filed
- Dec 18, 2024
- Trade date
- Dec 17, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $144.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daunt JohnCIK 0001774667 | Officer (EVP, Chief Commercial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2024 | Common Stock | MOption exerciseAcquired | +2,616 | $9.46 | +$24,747.36 | 45,925 | Indirect | |
| Dec 17, 2024 | Common Stock | SSaleDisposed | −2,616 | $31.75 | −$83,058 | 43,309 | Indirect | |
| Dec 17, 2024 | Common Stock | MOption exerciseAcquired | +1,353 | $22.20 | +$30,036.6 | 44,662 | Indirect | |
| Dec 17, 2024 | Common Stock | SSaleDisposed | −1,353 | $31.59 | −$42,741.27 | 43,309 | Indirect | |
| Dec 17, 2024 | Common Stock | MOption exerciseAcquired | +577 | $14.00 | +$8,078 | 43,886 | Indirect | |
| Dec 17, 2024 | Common Stock | SSaleDisposed | −577 | $31.59 | −$18,227.43 | 43,309 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 17, 2024 | Common Stock | MOption exerciseDisposed | −6,375 | $0.00 | $0 | 1,275 | Direct | |
| Dec 17, 2024 | Common Stock | MOption exerciseDisposed | −7,740 | $0.00 | $0 | 2,096 | Direct | |
| Dec 17, 2024 | Common Stock | MOption exerciseDisposed | −10,053 | $0.00 | $0 | 8,667 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.