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Howley W Nicholas's Form 4 filing

TransDigm Group INC (TDG) · filed Dec 17, 2024

Accession no.
0000950170-24-137270
Filed
Dec 17, 2024
Trade date
Dec 16, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 16 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.97M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Howley W NicholasCIK 0001352573Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 16, 2024Common StockMOption exerciseAcquired+5,472$140.92F1+$771,114.2427,019.51Indirect
Dec 16, 2024Common StockSSaleDisposed−48$1,260.14F2−$60,486.7226,971.51Indirect
Dec 16, 2024Common StockSSaleDisposed−110$1,261.14−$138,725.426,861.51Indirect
Dec 16, 2024Common StockSSaleDisposed−116$1,262.97F3−$146,504.5226,745.51Indirect
Dec 16, 2024Common StockSSaleDisposed−160$1,264.70−$202,35226,585.51Indirect
Dec 16, 2024Common StockSSaleDisposed−172$1,266.61F4−$217,856.9226,413.51Indirect
Dec 16, 2024Common StockSSaleDisposed−144$1,267.02−$182,450.8826,269.51Indirect
Dec 16, 2024Common StockSSaleDisposed−184$1,268.49F5−$233,402.1626,085.51Indirect
Dec 16, 2024Common StockSSaleDisposed−607$1,269.59F6−$770,641.1325,478.51Indirect
Dec 16, 2024Common StockSSaleDisposed−380$1,271.18F7−$483,048.425,098.51Indirect
Dec 16, 2024Common StockSSaleDisposed−529$1,272.59F8−$673,200.1124,569.51Indirect
Dec 16, 2024Common StockSSaleDisposed−77$1,273.70−$98,074.924,492.51Indirect
Dec 16, 2024Common StockSSaleDisposed−80$1,274.81−$101,984.824,412.51Indirect
Dec 16, 2024Common StockSSaleDisposed−786$1,276.87F9−$1,003,619.8223,626.51Indirect
Dec 16, 2024Common StockSSaleDisposed−1,865$1,277.50F10−$2,382,537.521,761.51Indirect
Dec 16, 2024Common StockSSaleDisposed−214$1,278.58F11−$273,616.1221,547.51Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 16, 2024Common StockMOption exerciseDisposed−5,472$0.00$089,426Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The exercise price has been adjusted for dividends declared since August 1, 2022.

Referenced by the price of 1 transaction in Table I.

F2

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1260.0000 - $1260.2350. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price

Referenced by the price of 1 transaction in Table I.

F3

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1262.5550 - $1263.2400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price

Referenced by the price of 1 transaction in Table I.

F4

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,265.9750 - $1,266.8300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price

Referenced by the price of 1 transaction in Table I.

F5

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1226.0950 - $1268.8400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price

Referenced by the price of 1 transaction in Table I.

F6

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,269.2200 - $1,270.0000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price

Referenced by the price of 1 transaction in Table I.

F7

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,271.0550 - $1,271.6350. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price

Referenced by the price of 1 transaction in Table I.

F8

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,272.1050 - $1,273.0500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price

Referenced by the price of 1 transaction in Table I.

F9

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,276.2300 - $1,277.0000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price

Referenced by the price of 1 transaction in Table I.

F10

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,277.2300 - $1,277.9700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price

Referenced by the price of 1 transaction in Table I.

F11

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,278.3600 - $1,278.9600. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)