Stein Kevin M's Form 4 filing
TransDigm Group INC (TDG) · filed Dec 16, 2024
- Accession no.
- 0000950170-24-136730
- Filed
- Dec 16, 2024
- Trade date
- Dec 12, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 16 non-derivative transactions and 1 derivative transaction. Open-market sales total $25.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stein Kevin MCIK 0001431675 | Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2024 | Common Stock | MOption exerciseAcquired | +20,000 | $195.88F1 | +$3,917,600 | 28,158 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −100 | $1,235.80 | −$123,580 | 28,058 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −200 | $1,237.07F2 | −$247,414 | 27,858 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −42 | $1,238.81F3 | −$52,030.02 | 27,816 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −366 | $1,240.44F4 | −$454,001.04 | 27,450 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −50 | $1,241.03 | −$62,051.5 | 27,400 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −488 | $1,242.82F5 | −$606,496.16 | 26,912 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −308 | $1,244.39F6 | −$383,272.12 | 26,604 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −301 | $1,244.99F7 | −$374,741.99 | 26,303 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −1,746 | $1,246.37F8 | −$2,176,162.02 | 24,557 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −1,640 | $1,247.00F9 | −$2,045,080 | 22,917 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −6,737 | $1,248.01F10 | −$8,407,843.37 | 16,180 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −1,081 | $1,249.00 | −$1,350,169 | 15,099 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −5,536 | $1,250.01F11 | −$6,920,055.36 | 9,563 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −1,352 | $1,251.47F12 | −$1,691,987.44 | 8,211 | Indirect | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −53 | $1,254.00 | −$66,462 | 8,158 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2024 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 153,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The exercise price has been adjusted for dividends declared since August 1, 2022.
Referenced by the price of 1 transaction in Table I.
- F2
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,236.8900 - $1,237.2400. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,238.7800 - $1,239.3100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,240.0000 - $1,240.8100. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,242.0300 - $1,243.0000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,243.8700 - $1,244.8450. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,244.9750 - $1,245.0900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,246.0000 - $1,246.9800. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,247.0000 - $1,247.2000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,248.0000 - $1,248.5000. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,250.0000 - $1,250.8300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F12
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $1,251.0100 - $1,251.8700. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.