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Silver Lake Group, L.L.C.'s Form 4 filing

Dell Technologies Inc. (DELL) · filed Dec 11, 2024

Accession no.
0000950170-24-135394
Filed
Dec 11, 2024, 4:30 PM ET
Trade date
Dec 10, 2024
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $885.7K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Silver Lake Group, L.L.C.CIK 0001418226Director, 10% Owner
Durban EgonCIK 0001651403Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 10, 2024Class C Common StockSSaleDisposed−4,033$118.16F12−$476,539.2860,891Indirect
Dec 10, 2024Class C Common StockSSaleDisposed−3,463$118.16F12−$409,188.080Indirect
Dec 10, 2024Class C Common StockJOtherDisposed−60,891–F1–0Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") transferred by Silver Lake Group, L.L.C. on December 10, 2024 to certain of its members, including Mr. Egon Durban.

Referenced by the price of 1 transaction in Table I.

F12

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.01 to $118.30, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 2 transactions in Table I.

Remarks

The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.

Read the full filing on SEC EDGAR (opens in a new tab)