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Readnour Robin Shane's Form 4 filing

AN2 Therapeutics, Inc. (ANTX) · filed Dec 10, 2024

Accession no.
0000950170-24-135150
Filed
Dec 10, 2024
Trade date
Dec 6-10, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions. Open-market purchases total $86.8K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Readnour Robin ShaneCIK 0001914883Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 6, 2024Common StockPPurchaseAcquired+12,711$1.45F1+$18,430.95564,999Indirect
Dec 6, 2024Common StockPPurchaseAcquired+6,517$1.45F4+$9,449.65629,090Indirect
Dec 9, 2024Common StockPPurchaseAcquired+12,289$1.43F6+$17,573.27577,288Indirect
Dec 9, 2024Common StockPPurchaseAcquired+18,483$1.43F7+$26,430.69647,573Indirect
Dec 10, 2024Common StockPPurchaseAcquired+5,000$1.49F8+$7,450582,288Indirect
Dec 10, 2024Common StockPPurchaseAcquired+5,000$1.49F9+$7,450652,573Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $1.40 to $1.45 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $1.435 to $1.45 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $1.405 to $1.45 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $1.41 to $1.45 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F8

This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $1.44 to $1.50 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $1.46 to $1.50 per share. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)