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TC Group, LLC's Form 4 filing

SunPower Inc. (SPWR) · filed Dec 2, 2024

Accession no.
0000950170-24-132421
Filed
Dec 2, 2024, 9:13 PM ET
Trade date
Nov 21-29, 2024
Filing delay
11 daysLate
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $272.2K. It was filed 11 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
TC Group, LLCCIK 000093379010% Owner
Carlyle Group Inc.CIK 000152716610% Owner
Carlyle Holdings I GP Inc.CIK 000154862610% Owner
Carlyle Holdings I GP Sub L.L.C.CIK 000154862710% Owner
Carlyle Holdings I L.P.CIK 000154862810% Owner
TC Group Sub L.P.CIK 000154863910% Owner
CG Subsidiary Holdings L.L.C.CIK 000179057710% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 21, 2024Common StockSSaleDisposed−3,901$2.02−$7,882.362,151,560Indirect
Nov 25, 2024Common StockSSaleDisposed−200$2.00−$4002,151,360Indirect
Nov 27, 2024Common StockSSaleDisposed−73,986$2.02−$149,111.382,077,374Indirect
Nov 29, 2024Common StockSSaleDisposed−56,509$2.03−$114,843.242,020,865Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)