Graziosi David S.'s Form 4 filing
Allison Transmission Holdings Inc (ALSN) · filed Dec 2, 2024
- Accession no.
- 0000950170-24-132200
- Filed
- Dec 2, 2024
- Trade date
- Nov 27-29, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.59M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Graziosi David S.CIK 0001543492 | Director, Officer (Chair, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2024 | Common Stock | MOption exerciseAcquired | +1,723 | $47.35 | +$81,584.05 | 170,556 | Direct | |
| Nov 27, 2024 | Common Stock | SSaleDisposed | −1,723 | $120.26 | −$207,207.98 | 168,833 | Direct | |
| Nov 29, 2024 | Common Stock | MOption exerciseAcquired | +11,590 | $47.35 | +$548,786.5 | 180,423 | Direct | |
| Nov 29, 2024 | Common Stock | SSaleDisposed | −11,590 | $119.44 | −$1,384,309.6 | 168,833 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 27, 2024 | Common Stock | MOption exerciseDisposed | −1,723 | $0.00 | $0 | 110,099 | Direct | |
| Nov 27, 2024 | Common Stock | AGrant or awardAcquired | +156 | $0.00 | $0 | 1,935 | Direct | |
| Nov 29, 2024 | Common Stock | MOption exerciseDisposed | −11,590 | $0.00 | $0 | 98,509 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.