Devincenzi Robert Thomas's Form 4 filing
Universal Technical Institute Inc (UTI) · filed Nov 27, 2024
- Accession no.
- 0000950170-24-131594
- Filed
- Nov 27, 2024
- Trade date
- Nov 25, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.82M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Devincenzi Robert ThomasCIK 0001226186 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2024 | Common Stock, $0.0001 par value | MOption exerciseAcquired | +150,000 | $3.14 | +$471,000 | 272,452 | Direct | |
| Nov 25, 2024 | Common Stock, $0.0001 par value | SSaleDisposed | −143,914 | $25.43 | −$3,659,733.02 | 128,538 | Direct | |
| Nov 25, 2024 | Common Stock, $0.0001 par value | SSaleDisposed | −6,086 | $25.97 | −$158,053.42 | 122,452 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 25, 2024 | Common Stock | MOption exerciseDisposed | −150,000 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.